English to Spanish Bus/Financial Finance (general) options

For options traded by customers, to ensure compliance with regulatory and firm original and maintenance margin requirements. For O-T-C options transactions entered into with counter- parties, to ensure compliance with firm or contract margin requirements:
• Determine that original and maintenance margin requirements are adequately monitored
and meet minimum regulatory and firm requirements.

• Determine controls over ***under-margined accounts*** which ensure that timely action is taken
to minimize firm risk.
• To ensure proper issuance and monitoring of credit